What triggers an 11k filing?

SEC Form 11-K records all insider or employee activity involving the buying and selling of a company’s stock. The form is used to report employee transactions as well as transactions involving employee stock purchase savings or retirement plans.

What is an 11k filer?

Form 11-K is a special yearly report that must be filed alongside Form 10-K. The filing provides a comprehensive summary of a company’s performance for the year. It is more detailed than the annual report that is sent to shareholders every year. The form can be filed by the issuer of the security/securities in question …

When did General Motors file its 2009 financial statements with the SEC?

GM intends to complete its Fresh Start reporting by March 31, 2010. The company intends to file a Form 8-K with the SEC today for the three- and nine-month periods ended September 30, 2009, encompassing information for both GM and its predecessor company, Motors Liquidation Company.

How do I find 13F filings?

You can search for and retrieve Form 13F filings using the SEC’s EDGAR database. To find the filings of a particular money manager, enter the money manager’s name in the Company Name field. To see all recently filed 13Fs, use the “Latest Filings” search function and enter “13F” in the Form Type box.

How often are 10qs filed?

Form 10-K is an annual report, filed at the end of a company’s fiscal year. Filed just once, it summarizes all the data for the year, including the fourth quarter.

What is 8K report?

Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.

How do I find 10k filing?

To find a particular company’s Form 10-K filings, use the Company Search for the SEC’s EDGAR database. On the returned listing of filings for the company, enter “10-K” in the Filing Type box near the top of the page to filter for only Forms 10-K that have been filed.

What is EDGAR filing?

EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC).

Are 10qs audited?

SEC Form 10-Q is a comprehensive report of financial performance submitted quarterly by all public companies to the Securities and Exchange Commission. Form 10-Q is not an audited statement, unlike the annual Form 10-K companies are also required to file.

Are 10K audited?

The annual report on Form 10-K provides a comprehensive overview of the company’s business and financial condition and includes audited financial statements.

Is filing an 8K bad?

Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.

What is the difference between an 8K and a 10K?

10-K – the annual report that is filed (yearly) by a company. This is an extremely in-depth document that contains everything that you ever wanted to know about the company. 8-K – a form that is filed by companies to inform their shareholders of “unscheduled material events that are important to shareholders”.